In House Counsel Jobs New York - JDHuntr 33275 Attorney Broker-Dealer, Palo Alto, CA

Company: JDHuntr In-House Counsel Jobs
Location: Fremont
Posted on: January 9, 2022

Job Description:

In House Counsel Jobs New York - JDHuntr 33275 Attorney Broker-Dealer, Palo Alto, CA
To apply go to JDHuntr.com
Creatively configure compliant solutions and provide advice for sound business decisions in view of relevant legal and compliance requirements and risks. Analyze and provide guidance on evolving laws, rules, regulations, and trends impacting broker-dealers, including: Securities Act of 1933, Securities Exchange Act of 1934, Gramm-Leach-Bliley and related broker-dealer statutes and regulations; FINRA and MSRB rules and regulations; and other federal and state financial services-related laws, rules and regulations applicable to broker-dealers as well as broker-dealer partnerships including, Glass-Steagall

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